Job Description

Why this role is important to us

The SOC2 & Risk Program Lead will play an important role in Alpha Data Services, responsible for managing the day-to-day engagement with the external auditor and internal process/control owners to deliver an annual SOC2 report. This role will also support the execution of other risk programs including but not limited to the Risk & Control Self-Assessment (RCSA), Control Assurance, and governance reporting. The SOC2 & Risk Program Lead will work closely with business leaders, ERM, and Compliance.

Seeking professionals with 5+ years of experience in operational risk, compliance, audit, or managing risk in a direct business role.

What you will be responsible for

As a SOC2 & ADS Risk Program Lead you will

• Support the business and its external auditor in initial planning, walk-throughs and testing of SOC2 controls to ensure an effective and efficient process, problem assessment / resolution as needed, and be accountable for the successful delivery of the annual report

• Provide support and leadership for other risk programs such as the Risk & Control Self-Assessment (RCSA), Control Assurance with specific emphasis on control design (as needed), control inventory rationalization and certification, and governance reporting

• Maintain deep subject matter knowledge related to business line activities, operating model, industry and regulatory trends, as well as business and technology risks; efficiently and effectively apply this insight into program leadership and stakeholder engagement

• Engage BRME peers, leaders of other risk programs, and partners in the 2nd and 3rd line of defense to further challenge and develop risk and remediation priorities

• Establish and maintain productive relationships with key business function leaders; instill confidence by demonstrating credibility and expertise on core programs and services

• Educate business stakeholders on program objectives, requirements and expectations

What we value

These skills will help you succeed in this role

• 5+ years of financial services experience with a large financial services firm or advisory/consulting firm including experience as an internal auditor, risk or compliance officer or related business role actively assessing and managing risk

• Current or prior experience leading or providing support for SOC2 or similar audit reports

• Independent strategic thinker with an understanding of regulatory, operational, and technology risks in financial services, preferably within investment management function(s)

• Strong organizational awareness with ability to facilitate and resolve conflicts; ability to make informed, risk optimized decisions under time pressure

• Ability to manage and coach teams to produce efficient and high quality deliverables

• Ability to collaborate and drive results within the organization

• Excellent written and verbal communication skills, including the ability to adapt to various situations and audiences

• Demonstrated analytical and problem-solving skills and ability to work on global cross-functional projects

• Strong ability to lead through influence

• Self-motivated professional with the ability to work within deadlines and meet goals

Salary Range:

The range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.

Job Application Disclosure:

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.

Job Tags

Similar Jobs